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Recent Maine Office of Securities Enforcement Activity

Recent Maine Office of Securities Enforcement Activity
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Maine Office of Securities Enforcement Update | Pierce Atwood LLP

The Maine Office of Securities enforces Maine’s securities laws, licenses broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, and reviews.

Cumberland countyUnited statesState of maineNelson cowandNelsonp cowandJudith shawNexo capital incAmerican securities administrators associationEducational empowerment corporationMaine office of securitiesBlockfi lendingPierce atwoodRobinhood financialMaine officeMaine uniform securities actWorking group

Securities Enforcement in Maine Crypto News

Securities Enforcement in Maine Crypto News
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United statesCumberland countyState of maineNelsonp cowandNelson cowandJudith shawBlockfi lendingNexo capital incAmerican securities administrators associationEducational empowerment corporationMaine office of securitiesRobinhood financialMaine officeMaine uniform securities actWorking groupMaine securities administrator judith shaw

Ohio Joins $45M Nationwide Unregistered Securities Settlement With Nexo

Ohio Joins $45M Nationwide Unregistered Securities Settlement With Nexo
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Nexo to CFPB: If Anyone s Going to Investigate Us, It s Going to be the SEC! | Seward & Kissel LLP

The Consumer Financial Protection Bureau (“CFPB”) recently issued an order (“Order”) denying a request by Nexo Financial LLC (“Nexo”), a cryptocurrency lender, to halt the CFPB’s.

New yorkUnited statesSouth carolinaStates nexoConsumer financial protection bureauExchange commissionSeward kisselNexo financialInterest productEarn interest product