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SEC Proposes Overhauled Open-End Fund Liquidity Framework Including Mandatory Swing Pricing - Shareholders
In 2016, the SEC adopted the Liquidity Rule to require open-end funds to adopt and implement liquidity risk management programs.
Amendments to fund liquidity risk management
Withdrawal of commission staff
Federal reserve
Impact on bank loan funds
Liquidity rule
Fund liquidity risk management
Reasonably anticipated trade size
Stressed trade
Minimum value impact
Liquidity classification
Less liquid investment category
Illiquid investment
Moderately liquid investment
Highly liquid investment
Proposed swing pricing
Proposed rule
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