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Preston Cherry s RIA Concurrent adds wealth advisors

Concurrent Financial Planning brings academic gravitas to its growth plans under the firm's founder Preston Cherry and his wife, Managing Partner Eiman Osseilan.

Green bayUnited statesUniversity of wisconsinAshley agnewEiman osseilanMark eversPhilip gibsonHornor townsend kentUniversity of north texasUniversity of north texas at dallasFinancial therapy associationExchange commissionCurrent financial therapy associationFinancial planning association journal ofCharles schwab centerShoreline hometown credit union

Kestra Financial unveils partnership with $600M firm

Kestra Financial unveils partnership with $600M firm
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesDebra clarkElie borgerHornor townsend kentStephen langloisBorger financial servicesKestra financialBig appleNew york cityHornor townsend

How rising interest rates cushioned IBDs in a stormy 2022

Rising interest rates provide a lifeline for independent broker-dealers, or IBDs, especially in chaotic markets.

New yorkUnited statesLong islandGrove pointUnited kingdomRaymond jamesLarry rothMatthew audetteJohn rooneyHornor townsend kentInvestmentnews researchLeaders groupCentaurus financial incAtria wealth solutionsCommonwealth financial networkInvestors services

Finra slaps B-D with $180,000 fine over former advisor s sale of Ponzi

Finra fined Hornor Townsend & Kent $180,000 for failing to supervise a rep who sold securities that turned out to be a Ponzi scheme.

United statesHornor townsend kentAaron gordonScott kohnFinancial industry regulatory authority incPenn mutual life insurance coDepartment of justiceHornor townsendFinancial industry regulatory authorityFuture income paymentsPensions annuitiesFrom aprilPenn mutual life insurance

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