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Civil penalty of S$3 9 million imposed on Credit Suisse AG by MAS for misconduct by its relationship managers - Connected to India News I Singapore l UAE l UK l USA l NRI

the RMs had provided clients with inaccurate or incomplete post-trade disclosures, 'resulting in clients being charged spreads which were above bilaterally agreed rates for 39 over-the-counter (OTC) bond transactions.

MAS fines Credit Suisse $3M for failing to monitor Singapore managers

MAS fines Credit Suisse $3M for failing to monitor Singapore managers
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

Credit Suisse handed $3 9m civil penalty by MAS for relationship managers misconduct

Credit Suisse has paid the penalty to the regulator and compensated its affected clients. Read more at straitstimes.com.

MAS imposes S$3 9 million penalty on Credit Suisse over misconduct by relationship managers

SINGAPORE: Credit Suisse has been hit with a S$3.9 million (US$2.9 million) civil penalty by the Monetary Authority of Singapore (MAS) after the bank failed to prevent or detect misconduct by its relationship managers in the Singapore branch. The bank's relationship managers had provided clients with "inac

Monetary Authority Of Singapore Imposes Civil Penalty Of $3 9 Million On Credit Suisse AG For Misconduct By Its Relationship Managers

Monetary Authority Of Singapore Imposes Civil Penalty Of $3 9 Million On Credit Suisse AG For Misconduct By Its Relationship Managers
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

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