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Calfee, Halter & Griswold s Indianapolis Office Welcomes Experienced Energy and

Press release content from Globe Newswire. The AP news staff was not involved in its creation. Calfee, Halter & Griswold’s Indianapolis Office Welcomes Experienced Energy and . Calfee, Halter & Griswold LLPMay 5, 2021 GMT James Holsclaw, Partner with Calfee, Halter & Griswold LLP. James Holsclaw, Partner with Calfee, Halter & Griswold LLP. Indianapolis, May 05, 2021 (GLOBE NEWSWIRE) Calfee, Halter & Griswold LLP is pleased to announce that James C. (Jim) Holsclaw has joined the law firm’s Indianapolis office as a Partner with the Energy and Utilities practice group.  “I am pleased to welcome Jim to our expanding Energy and Utilities and Public Utility Regulatory practices and to the Indianapolis office,” said Phillip A. Casey, Co-Chair of Calfee’s Energy and Utilities practice group. “Jim brings years of electric transmission and markets experience, which perfectly complements our state and federal regulatory work. The depth of experience and bench strength of ou

SEC Commissioner Hester M Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context

SEC Commissioner Hester M. Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context 01/19/2021 | 04:06pm EDT Send by mail : Message : Required fields Cincinnati, Jan. 19, 2021 (GLOBE NEWSWIRE) Hester M. Peirce, Commissioner with the Securities and Exchange Commission, was interviewed on Episode 10 of Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC Chair and Head of Enforcement, and whether she anticipates a slowdown in dialogue between the regulators and the industry on the issue of CCO liability. 

Calfee Halter & Griswold LLP (via Public) / SEC Commissioner Hester M Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context

Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC Chair and Head of Enforcement, and whether she anticipates a slowdown in dialogue between the regulators and the industry on the issue of CCO liability. The Securities Compliance Podcast: Compliance in Context is designed as a personal master class for the securities industry s legal and compliance professionals. The podcast embodies Hayes passion for combining the technical expertise shared by industry thought leaders and innovators with the practical experience of industry professionals and key decision makers.

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