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iA Private Wealth approved for dual registration

Approval came nine months after the firm filed its initial application

Stephan bourbonnaisLouis deconinckGillian kunzaKevin caoKatie keirJulie gallagherAimstar capital groupA financial groupAimstar capital group incIa clarington investments incInvestia financial servicesRaymond james ltdPrivate wealthFinancial groupToronto based designed wealth managementDesigned wealth

iA Private Wealth approved for dual registration | Investment Executive

Approval came nine months after the firm filed its initial application

Kevin caoStephan bourbonnaisLouis deconinckJulie gallagherGillian kunzaRaymond james ltdAimstar capital groupAimstar capital group incIa clarington investments incInvestia financial servicesPrivate wealthToronto based designed wealth managementDesigned wealthClarington investmentsAimstar capital

CIRO s new dual registration process gets thumbs up from dealers, but the industry still awaits final rules

CIRO s new dual registration process gets thumbs up from dealers, but the industry still awaits final rules
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Julie gallagherGillian kunzaInvestment industry regulatory organization of canadaA private wealth incMutual fund dealers associationInvestia financial servicesSecurities ltdCanadian investment regulatory organizationLog increate freeGlobe advisorInvestment industry regulatory organizationDesigned securitiesPrivate wealth incPrivate wealth

Does new mutual fund licensing requirement create an unnecessary burden?

Interim rules for new SRO aimed at mutual fund advisors aren't aligned with public concerns, say stakeholders

Gillian kunzaJohn waldronMutual fund dealers association of canadaInvestment industry regulatory organization of canadaCanadian securities instituteCanadian securities administratorsInvestment industry regulatory organizationMutual fund dealers associationInterim rulesPractices handbookChief executive officerDesigned wealth managementMutual funds

Does CPH requirement create an unnecessary burden?

Interim rules for new SRO aimed at mutual fund advisors aren't aligned with public concerns, say stakeholders

Gillian kunzaJohn waldronMutual fund dealers association of canadaInvestment industry regulatory organization of canadaCanadian securities instituteCanadian securities administratorsInvestment industry regulatory organizationMutual fund dealers associationInterim rulesPractices handbookChief executive officerDesigned wealth managementMutual funds