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Wall Street seizes opportunity to gut SEC trading surveillance

Wall Street seizes opportunity to gut SEC trading surveillance
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FTC non-compete ban: Built and destroyed : Wall Street reels from ban

Financial companies are scrambling to rework contracts and tie down personnel after the US Federal Trade Commission’s decision last week.

New yorkUnited statesCovington burlingLindsey africaPeter orszagChristen sewellKathryn mimsAllison rosnerJennifer hanLina khanUs chamberFunds associationWhite caseManaged fundsWall streetJane street

Shockwaves through Wall Street as non-compete agreements banned

The United States Federal Trade Commission’s (FTC) action to ban non-compete agreements has left Wall Street businesses rushing to restructure contracts and.

United statesNew yorkGraeme jenningsChristen sewellKathryn mimsAllison rosnerPeter orszagLina khanJennifer hanNew york timesFunds associationUs chamberUnited states federal trade commissionWall streetLaura pollockThird street partners

There Is No Alternative

The Source for Market Opinions

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Are Advisors to Private Funds Ready for Quarterly Reporting Rules?

The SEC’s new quarterly reporting rules could make private funds far more accessible to retail investors. But they are quite a challenge to implement.

United statesNew yorkNeil bathonValerie ruppelGary genslerIgor rozenblitMike kellFund advisersFuse research networkNational association of fund managersFunds associationFund advisers ruleAmerican investment councilInstitutional limited partners associationCircuit courtFund advisers rules

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