Key Points - - The Securities and Exchange Commission (SEC) recently proposed two sets of rule amendments impacting BDCs and registered investment companies that utilize.
The Securities and Exchange Commission SEC recently proposed two sets of rule amendments impacting Business Development Companies BDCs and registered investment companies that utilize Environmental, Social, or Governance ESG factors as part of their investment strategies.
In the SEC's latest environmental, social and governance (ESG) rulemaking salvo, the agency proposed two new ESG-focused rules aimed at the advisory and investment company space: 1).
On May 25, 2022, the SEC proposed amendments to Rule 35d-1, the fund “Names Rule,” (Names Rule Amendments) and, separately, proposed amendments to several rules and forms that would.