Big Four auditors fined £9m for the London Capital & Finance mini-bond crisis dailymail.co.uk - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from dailymail.co.uk Daily Mail and Mail on Sunday newspapers.
The Financial Conduct Authority plans to name firms under investigation at an earlier stage in a bid to increase transparency and deter wrongdoing. The regulator outlined the new enforcement approach in a consultation paper published today (27 February). It said this would mainly apply to firms rather than
Take a look through the top stories on Money Marketing this week. These include the FCA's inquiries into ongoing advice concerns following the implementation of the Consumer Duty and Virgin Money buying Abrdn out of their joint venture, a mere 10 months after its launch. Regulator quizzes firms over ongoing advice
The financial regulator said ex-compliance executive Floris Jakobus Huisamen (pictured) recklessly signed off hundreds of promotions that misled bondholders.