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DASH Regulatory Technologies’ 360R Broker-Dealer Regulatory Capital Compliance Suite Receives SOC 1 Type II Attestation Date 01/03/2021 DASH Regulatory Technologies – the regtech-focused affiliate of U.S. options technology and execution services provider DASH Financial Technologies – today announced that its SaaS-based DASH 360R platform has received its SOC 1 Type II attestation.  The SOC 1 Type II (System and Organization Controls) audit of DASH 360R was completed by a “Big Four” global accounting firm under the attestation standards established by the American Institute of Certified Public Accountants (AICPA).   DASH 360R is the next-generation of the industry-leading LDB platform, which scores of broker-dealers depend on for U.S. regulatory capital calculation and reporting compliance. DASH Regulatory Technologies undertook the SOC 1 Type II process to specifically address the needs of DASH 360R customers and their auditors who rely on the effectiveness

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