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Former broker sentenced to more than 10 years in prison for fraud

Thomas Brenner, a former broker, has been sentenced to more than 10 years in prison after pleading guilty to securities fraud.

United statesThomas brennerDavidc nugentFinancial industry regulatory authority incFirst american securities incExchange commissionUs attorney officeDepartment of justiceUnited rl capital servicesFinancial industry regulatory authorityNorthern districtJudge davidFirst american securities

Orville man sentenced to more than 10 years in prison

Thomas Brenner pled guilty to various charges including mail, wire and securities fraud.

United statesThomas brennerDonaldc nugentUnited rl captial servicesUs district courtFirst american securities incJudge nugentCourt judge donaldFirst american securities

Head of defunct broker-dealer charged with fraud

Thomas Brenner, the former CEO of an Ohio-based broker-dealer expelled from the industry in 2017, is facing seven federal fraud charges.

United statesCarolyn kucharskiThomas brennerExchange commissionFinancial industry regulatory authority incDepartment of justiceFirst american securities incUnited rl capital servicesFinancial industry regulatory authorityFirst american securities

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