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The Morning Briefing: Last chance to comply; Can the FCA help DIY investors?

27 th April 2021 9:21 am Good morning and welcome to your Morning Briefing for Tuesday, 27 April, 2021. To get this in your inbox every morning click here. Firms face ‘last chance’ for FCA deadline Financial firms who did not meet the Financial Conduct Authority’s directory persons deadline at the end of March are being urged to heed the final call for submissions. Last week, the regulator emailed some 2,800 consumer-facing firms who did not submit the required information about certified staff. FE fundinfo data platforms expand reach Fund data and information platforms fundinfo and etfinfo provided by FE fundinfo will now be available to investors in Cyprus, the Czech Republic, Greece, Hungary, Iceland and Malta.

Convenient exit or client sacrifice? Private equity s £3bn march into advice and wealth management

Convenient exit or client sacrifice? Private equity s £3bn march into advice and wealth management Parmenion latest firm in PE takeover Laura Miller Laura Miller takes an in depth look at private equity’s march into the UK financial advice sector and asks if clients are being factored into the multi-million pound deals In dark mid-January when most of us were fortressed inside watching gloomy grey new year skies, CEO Alan Hudson was busily selling national advice firm AFH to US private equity investor Cortina Bidco for. Sign In To read this story please register PA is dedicated to championing professional advisers. It helps you build your business, service clients and generate sustainable income.

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