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NAIC Report - 2022 Spring National Meeting | Eversheds Sutherland (US) LLP

NYDFS Insurance Company Ownership Ten Percent Not Safe Harbor

NY Department of Financial Services NYDFS issued Circular Letter No. 5, reminding owners of insurance companies acquiring less than 10% of company’s voting securities not safe harbor from regulatory prior approval. Board appointment, transactions result in NYDFS Oversight.

New York Says Less Than 10% Ownership Is Not a Safe Harbor | McDermott Will & Emery

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