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Moomoo Inc s affiliate to become the first full-service digital investment brokerage in Singapore, with approvals-in-principle for all SGX memberships

/PRNewswire/ Moomoo Inc. s affiliate in Singapore announced that it has received approvals-in-principle for all of the SGX memberships, and has also.

United statesPalo altoCentral depository pte ltdSecurities investor protection corporationFinancial industry regulatory authorityPrnewswire moomoo incExchange commissionMoomoo incFutu incSingapore exchange securities trading limitedSingapore exchangeFinancial advisers actClearing memberCentral depositoryTrading memberSingapore exchange derivatives trading limited

Moomoo Inc s affiliate to become the first full-service digital investment brokerage in Singapore, with approvals-in-principle for all SGX memberships

/PRNewswire/ Moomoo Inc. s affiliate in Singapore announced that it has received approvals-in-principle for all of the SGX memberships, and has also.

United statesPalo altoCentral depository pte ltdSecurities investor protection corporationFinancial industry regulatory authorityPrnewswire moomoo incExchange commissionMoomoo incFutu incSingapore exchange securities trading limitedSingapore exchangeFinancial advisers actClearing memberCentral depositoryTrading memberSingapore exchange derivatives trading limited

Business Scoop » FMA Warns Squirrel P2P Trustee Limited For Historic Custodian Breaches

Business Scoop provides news and views on Business and Markets from New Zealand

Mana ttai hokohokoJames greigFinancial markets authorityFinancial services legislation amendmentSquirrel moneyP trusteePress releaseFinancial marketsTrustee limitedFinancial advisersFinancial markets authority actFinancial services legislation amendment actFinancial advisers actFinancial markets conduct actFinancial market conduct regulationsNew zealand

New Zealand Financial Markets Authority Warns Squirrel P2P Trustee Limited For Historic Custodian Breaches

<p><span>The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko </span><span>has </span><a href="https://www.fma.govt.nz/assets/Enforcement/Warnings/Squirrel-P2P-Trustee-Limited-Warning-Dec-2021.pdf">formally warned Squirrel P2P Trustee Limited</a><span> for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.</span></p>

James greigFinancial markets authorityFinancial services legislation amendmentSquirrel moneyP trustee limitedP trusteeTrustee limitedFinancial advisersFinancial markets authority actFinancial services legislation amendment actFinancial advisers actFinancial markets conduct actFinancial market conduct regulations

Singapore: Financial advisers to prepare for complaints handling and resolution regulations for retail clients

The Monetary Authority of Singapore (MAS), adopting the Financial Advisory Industry Review’s recommendation to raise financial advisory (FA)…

Monetary authority of singaporeMonetary authorityFinancial advisory industry reviewFinancial advisersComplaints handlingFinancial advisers actAw firmsAw updatesEgal updatesEgal developmentsAw developmentsEgal newslettersEgal current awarenessEgal advisersEgal advisorsEgal directory

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