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SC issues revised guidelines on capital market intermediaries

KUALA LUMPUR: The Securities Commission has issued the revised Guidelines on Conduct for Capital Market Intermediaries, aimed at elevating standards of professionalism and integrity of capital market intermediaries (CMIs) in the industry.

Securities Commission Malaysia Raises The Standard Of Conduct For Capital Market Intermediaries

Securities Commission Malaysia Raises The Standard Of Conduct For Capital Market Intermediaries
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SC says will not hesitate to take criminal action against bad actors in capital markets

KUALA LUMPUR: The Securities Commission Malaysia (SC) says it will not tolerate any non-compliance by capital market players and will not hesitate to take criminal action against those involved in fraudulent activities. 

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