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ASA, SIFMA and FINRA Say the CAT Proposal is Unfair for Broker-Dealers

ASA, SIFMA and FINRA Say the CAT Proposal is Unfair for Broker-Dealers
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United statesChris iacovellaGary genslerKennethe bentsenKennethe bentsen jrExchange commissionSecurities exchangeAmerican securities associationExecuted share modelConsolidated audit trailShare modelExecuted shareSecurities associationSecurities exchange actFee proposal

SIFMA: Consolidated Audit Trail Funding Model is Unfair

SIFMA: Consolidated Audit Trail Funding Model is Unfair
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United statesKennethe bentsen jrExchange commissionNational market system planSecurities exchangeNational market system plan governingConsolidated audit trailExecuted share modelSecurities exchange act

SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail

SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail
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United statesGary genslerExchange commissionDc newsfile corpNational market system planConsolidated audit trailExecuted share modelExecuted shareExchange actCommissions rule

SEC gov | SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail

SEC gov | SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail
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Gary genslerNational market system planCommission ruleExchange commissionConsolidated audit trailShare modelExecuted shareExchange actExecuted share model

Statement On Consolidated Audit Trail Revised Funding Model, SEC Commissioner Mark T Uyeda, Sept 6, 2023

Statement On Consolidated Audit Trail Revised Funding Model, SEC Commissioner Mark T Uyeda, Sept 6, 2023
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