Japan’s Financial Services Agency ordered brokerage SMBC Nikko Securities to suspend its block trading operations for three months from Friday as part of penalties in a market manipulation case.
TOKYO (AP) Japan’s Financial Services Agency ordered brokerage SMBC Nikko Securities to suspend its block trading operations for three months from Friday as part of penalties in a market manipulation case.
Japan s Financial Services Agency orders SMBC Nikko Securities Inc. to suspend part of its operations for three months, urging the brokerage to improve compliance following a market manipulation scandal that led to the indictment of former executives.
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