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SEC s Acting Exam Chief Leaving Agency After 2 Decades

Daniel S. Kahl, the acting director of the U.S. Securities and Exchange Commission's Division of Examinations, is departing the agency after more than two decades working top posts in its examinations and investment management units, according to an SEC announcement Thursday.

New yorkUnited statesDaniels kahlExchange commission division of examinationsExchange commission

SEC announces senior leadership changes

Daniel S. Kahl, acting director of the Securities and Exchange Commission's Division of Examinations is leaving the agency.

Daniels kahlExchange commission division of examinationsExchange commission

SEC, MSRB, FINRA To Hold Compliance Outreach Program For Municipal Advisors

SEC, MSRB, FINRA To Hold Compliance Outreach Program For Municipal Advisors
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SEC Division of Examinations Issues Risk Alerts on Cross Trades and Wrap Fee Programs | Troutman Pepper

SEC Division of Examinations Issues Risk Alerts on Cross Trades and Wrap Fee Programs | Troutman Pepper
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Cross Trades and Principal Transactions – New SEC Guidance for Private Fund Managers | Akin Gump Strauss Hauer & Feld LLP

Cross Trades and Principal Transactions – New SEC Guidance for Private Fund Managers | Akin Gump Strauss Hauer & Feld LLP
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