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SEC Settles Charges Against Company, Former Executive For Failure To Disclose Perks

In June 2023, the Securities and Exchange Commission announced a settlement of charges against Stanley Black & Decker, Inc. for failure to make necessary disclosures of perquisites provided to. -Today at 08:12 am- MarketScreener

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SEC Proposes Sweeping Rules on Broker-Dealer and Investment Adviser Technology Use | Morgan Lewis

The US Securities and Exchange Commission (SEC) proposed on July 26, 2023 new rules designed to address conflicts of interest from the use of predictive data analytics in “investor.

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SEC v Ripple Labs: A Critical Industry Win | Bryan Cave Leighton Paisner

Ripple Labs (“Ripple”) was one of the first companies to emerge in the crypto space and is now among the first to secure a win against the SEC. In 2020 nearly a decade after Ripple.

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SEC Continues Focus on Executive Perquisites in Recent Action, Rewards Company s Cooperation | Morgan Lewis

SEC Continues Focus on Executive Perquisites in Recent Action, Rewards Company s Cooperation | Morgan Lewis
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Supreme Court Grants Certiorari to Determine Constitutionality of SEC Administrative Law Process | Kramer Levin Naftalis & Frankel LLP

On June 30, 2023, the Supreme Court granted certiorari in Securities and Exchange Commission v. Jarkesy to review a decision by the Fifth Circuit rejecting key aspects of the Securities.

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