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Page 14 - Erik Gerding News Today : Breaking News, Live Updates & Top Stories | Vimarsana

DOL, SEC rules draw attention in first quarter

During the first quarter of 2023, 21 stories were written about non-ERISA lawsuits that involve legal prosecution or settlements, with an additional 97 stories on legislation and regulation. Forty-three representatives and senators were mentioned.

Security and Exchange Commission Enforcement Priorities

Highlight of the top SEC enforcement actions and regulation changes incl Texas Republican Attorney Generals Ask Court to Set Aside SEC Proxy Voting Disclosure Rules, 25 States File Lawsuit to Block DOL’s ESG Rule, EC Issues Frequently Asked Questions Registration Mounicipal Advisors

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