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SEC Speaks 2024: In Defense of the Enforcement Division s Agenda | McGuireWoods LLP

On April 2 and 3, 2024, U.S. Securities and Exchange Commission Chair, Gary Gensler, Division of Enforcement Director, Gurbir Grewal, and other senior SEC officials convened at the SEC.

United statesGurbir grewalStacy bogertSanjay wadhwaGary genslerCreola kellyOlivia choeTejal shahCharlotte bufordSecurities exchangeSee pressCommission statementWhistleblower programSupreme courtSecurities exchange act ruleRelationship of cooperation to agency enforcement decisions

SEC s Recent Enforcement Sweeps Targeting Off-Channel Communications of Fund Advisers | Tannenbaum Helpern Syracuse & Hirschtritt LLP

In this time of continuing digital transformation, the use of smartphones and messaging apps, such as WhatsApp, Signal, iMessage, Facebook Messenger, WeChat, and Telegram, has become.

United statesGary genslerOffice of compliance inspectionsNational venture capital associationFund advisersInvestment company instituteChannel communicationsRegulatory complexities for fund advisersAmerican investment councilFunds associationOriginals for electronic communicationsFacebook messengerEnforcement sweepsOff channel communicationsManaged funds associationRecordkeeping obligations

Detailed text transcripts for TV channel - CNN - 20170211:21:02:00

Detailed text transcripts for TV channel - CNN - 20170211:21:02:00
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Barack obamaArent raidsPaul tobinEnforcement sweepsExecutive ordersEnforcement prioritiesHomeland security