Litigation Release No. 25053 / March 17, 2021
Securities and Exchange Commission v. Chris A. Dantin, and Christopher D. Dantin, No. 0:21-cv-60588-WPD (S.D. Fla. filed March 17, 2021)
Securities and Exchange Commission v. David P. Ortiz, No. 0:21-cv-60590 (S.D. Fla. filed March 17, 2021)
Securities and Exchange Commission v. Andrew L. White, No. 0:21-cv-60589-AHS (S.D. Fla. filed March 17, 2021)
The Securities and Exchange Commission today announced charges against an additional four individuals for unlawfully selling securities of 1 Global Capital, LLC, a South Florida merchant cash advance company, to retail investors. The SEC previously charged 1 Global, its owner, and others with operating a fraudulent scheme to misappropriate millions of dollars from at least 3,600 investors. The SEC also previously charged 1 Global s largest sales agent and three other top revenue-producing sales agents for various registration violations.
Litigation Release No. 24983 / December 14, 2020
Securities and Exchange Commission v. Roger E. Dobrovodsky, No. 0:20-civ-62561-AHS (S.D. Fla. filed December 14, 2020)
Securities and Exchange Commission v. Robert Todd Seth, No. 0:20-civ-62563 (S.D. Fla. filed December 14, 2020)
Securities and Exchange Commission v. Matthew L. Walker, No. 0:20-civ-62564 (S.D. Fla. filed December 14, 2020)
The Securities and Exchange Commission today announced charges against an additional three individuals for illegally selling securities of 1 Global Capital, LLC in unregistered transactions to retail investors while acting as unregistered brokers. The SEC previously charged 1 Global, its owner, and others with operating a fraudulent scheme to misappropriate millions of dollars from investors. The SEC also charged 1 Global s largest sales agent for various registration violations.