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SEC Issues Risk Alert Related to Security Based Swap Dealers

SEC Issues Risk Alert Related to Security Based Swap Dealers
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VanEck fined $1 8M over influencer promo nondisclosure

VanEck fined $1 8M over influencer promo nondisclosure
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ETF, Mutual Fund Manager Van Eck Chastized By SEC For Not Disclosing Influencer Role In Fund Launch

ETF, Mutual Fund Manager Van Eck Chastized By SEC For Not Disclosing Influencer Role In Fund Launch
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VanEck to pay $1 75 million to settle SEC charges over Dave Portnoy-backed ETF

The Securities and Exchange Commission said Wednesday that investment-management firm VanEck has agreed to pay $1.75 million in penalties for failing to.

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SEC gov | SEC Charges Van Eck Associates for Failing to Disclose Influencer s Role in Connection with ETF Launch

SEC gov | SEC Charges Van Eck Associates for Failing to Disclose Influencer s Role in Connection with ETF Launch
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