Ec Enforcement 2021 News Today : Breaking News, Live Updates & Top Stories | Vimarsana

On November 18, 2021, the SEC’s Division of Enforcement announced its Enforcement Results for Fiscal Year 2021, and there are a few key takeaways for fund managers.

Stephanie avakianDivision of examinationsDivision of enforcementEnforcement resultsFiscal yearActions filedFiscal yearsEnforcement actionsPenalties orderedChairman claytonEnforcement director stephanie avakianChairman genslerEnforcement director grewalAkeaways for fund managers from 2021 sec enforcement resultsEc enforcement 2021