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FINRA Fines Firm For Omitting Disciplinary Disclosures on CRS

FINRA fined Parsonex Capital Markets for not disclosing the disciplinary history of some reps and an affiliated firm on its Form CRS.

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Best practices to ensure your firm s compliance resiliency | Article

Best practices to ensure your firm s compliance resiliency | Article
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

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Parsonex Enterprises, Inc Proudly Announces the Acquisition of E Magnus Oppenheim, Co , Inc

Parsonex Enterprises, Inc Proudly Announces the Acquisition of E Magnus Oppenheim, Co , Inc
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

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