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Form 497J VIRTUS ASSET TRUST

Form 497J VIRTUS ASSET TRUST
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United statesStephaniea capistronDaphne chisolmVirtus assetStephaniea capistron at dechertCommission staffKimberley churchDivision of investment managementExchange commissionVirtus asset trustInvestment managementAsset trustEffective amendmentRegistration statementSecurities act

Form 497J RIVERPARK FUNDS TRUST

Form 497J RIVERPARK FUNDS TRUST
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United statesMargaretm murphyThomasr westleExchange commissionRiverpark funds trust theOperations branchRiverpark short term high yield fundRiverpark next century growth fundRiverpark long short opportunity fundRegistration statement on formDivision of investment managementExchange commission onRiverpark large growth fundWedgewood fundPark funds trustSecurities act

Form RW American Marketplace

Form RW American Marketplace
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United statesOwen pinkertonAnthony boschExchange commission the onExchange commissionEversheds sutherlandAmerican marketplace capital corporation the companyCompany registration statement on formDivision of investment managementSecurities exchangeAmerican marketplace capital corporationAmerican marketplace capitalMarketplace capital corporationRegistration statementSecurities exchange act

SEC Releases New Guidance on Tailored Shareholder Reports | Troutman Pepper

On January 19, 2024, the Division of Investment Management staff at the Securities and Exchange Commission (SEC), released several responses to frequently asked questions (FAQs) related.

Exchange commissionInvestment companyDivision of investment managementInvestment managementAdopting releaseSecurities actInvestment company act

For The Birds: Statement On Adoption Of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, And Projections, SEC Commissioner Hester M Peirce, Jan 24, 2024

For The Birds: Statement On Adoption Of Rule Regarding Special Purpose Acquisition Companies, Shell Companies, And Projections, SEC Commissioner Hester M Peirce, Jan 24, 2024
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United statesDan duchovnyCorey klemmerMark saltzburgJeb byrneTiffany posilErik gerdingBryan milneDivision of economicPurpose acquisition companies spacsDivision of investment managementInvestment companyDivision of corporationSpecial purpose acquisition companiesSecurities actPrivate securities litigation reform act