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Shady Days: SEC Secures Another Insider Trading Stat on Shadow Trading Theory | Holland & Knight LLP

The U.S. District Court for the Northern District of California on May 30, 2024, approved a settled final judgment against technology company Arista Networks' former chairman and CEO,.

United statesMatthew panuwatGurbir grewalPanuwat reduxJoseph sansoneAndreas andy bechtolsheimSecurities exchangeInsider trading under an agency law theoryDivision of enforcementArista networkUs department of justiceUs district courtNorthern districtSecurities exchange actTrading underAgency law

Erica Williams Gets Second Term as PCAOB Chair

Williams, who was sworn in as PCAOB chair in January 2022, will begin her second term on Oct. 25, lasting through Oct. 24, 2029.

United statesWilliam duhnkeGordon seymourKirkland ellisMartin baumannBarack obamaDuane desparteHelen munterGary gensler william duhnkePaul munterDivision of enforcementAccountant paul munterWall street journalClaudius modestiPresident barack obama

SEC Seeks Judge s Approval of Settlement With Terraform Labs

The Securities and Exchange Commission reportedly asked a federal judge to approve a settlement with Terraform Labs.

Gurbirs grewalDivision of enforcementExchange commissionTerraform labsEnforcement director gurbir

Trump Media stock slumps 6% as audit confirms it lost $58 million

The company replaced its former audit firm after the SEC barred it from serving as accountants

Gurbir grewalDonald trumpBenjamin borgersDevin nunesPublic company accounting oversight boardExchange commissionTrump media technology groupDivision of enforcementTrump mediaTechnology groupPresident donald trumpTruth socialAmended registration statement

SEC Issues Whistleblower Awards in June 2024

June 2024, Securities Exchange Commission SEC awarded whistleblowers up to $1 million and 23% of sanctions for original information leading to enforcement actions.

Gary genslerExchange commissionWhistleblower programDivision of enforcementDisclosure opened investigation awardedCovered actionWhistleblower awardedInitial preliminary determinationPreliminary determinationRevised preliminary recommendationProposed final determinationDodd frank act

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