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SEC Settlement Highlights Continued Scrutiny of Off-Channel Communications | Lowenstein Sandler LLP

SEC Settlement Highlights Continued Scrutiny of Off-Channel Communications | Lowenstein Sandler LLP
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Lowenstein sandlerGurbir grewalSanjay wadhwaExchange commissionAct ruleRecordkeeping ruleAdvisers actDirector sanjay wadhwaDirector gurbir grewalDeputy director

New SEC Enforcement Division Director Signals Policy Shifts, Including Potential Emphasis On Admissions Of Wrongdoing - Corporate/Commercial Law

In a recent speech at the Practising Law Institute's annual SEC Speaks conference, Gurbir Grewal, the new director of the Division of Enforcement for the Securities and Exchange Commission.

New yorkUnited statesBergen countyNew jerseyJeds rakoffSanjay wadhwaMary jo whiteGurbir grewalDave michaelsMary joGiovanni patti peterKramer levin naftalis frankelKramer levinJay claytonProgram on corporate complianceCouncil of institutional investors fall conference

SEC Speaks 2021: New Enforcement Director Resolves to Restore Public Trust, Empower Staff | McGuireWoods LLP

On Oct. 13, 2021, senior officials from the U.S. Securities and Exchange Commission’s Division of Enforcement convened for a panel discussion at the annual SEC Speaks conference, held.

Sanjay wadhwaKristina littmanGurbir grewalDabney oriordanWhite collar crime instituteYork city bar associationEnforcement divisionExchange commission division of enforcementPublic company accounting oversight boardDivision of enforcementEnforcement coExchange commissionEnforcement director gurbir grewalDirector grewalDeputy director sanjay wadhwaEnforcement staff

New SEC Enforcement Division Director Signals Policy Shifts, Including Potential Emphasis on Admissions of Wrongdoing | Kramer Levin Naftalis & Frankel LLP

In a recent speech at the Practising Law Institute’s annual SEC Speaks conference, Gurbir Grewal, the new director of the Division of Enforcement for the Securities and Exchange.

New yorkUnited statesBergen countyNew jerseyJeds rakoffSanjay wadhwaMary jo whiteGurbir grewalDave michaelsPatti robauGiovanni patti peter robauKramer levin naftalis frankelKramer levinJay claytonProgram on corporate complianceCouncil of institutional investors fall conference