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Deutsche Bank Securitiestogether News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Broker-Dealers to Pay Over $1 1bn in Penalties

The firms did not maintain off-channel communications, in violation of the federal securities laws.

United statesSanjay wadhwaGurbirs grewalGary genslerKevin mcpartlandFenner smithMorgan stanley smith barneyGary gensler kevin mcpartlandMerrill lynchCantor fitzgerald coBarclays capitalFinancial servicesDivision of enforcementDeutsche bank securitiestogetherNomura securities internationalExchange commission

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