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An overview of the existing regulatory requirements applicable to CTPs; Key risks identified by the CSA and IIROC from the operation of CTPs; Areas where flexibility may be available in how regulatory requirements will be applied to CTPs; and Compliance steps that a CTP needs to take, including interim steps that may allow a CTP to operate as it prepares to fully integrate into the securities regulatory framework. Beyond indicating that CTPs operating in Canada are subject to regulation under the current securities regulatory framework, the Staff Notice notes that an existing registered firm that introduces crypto asset products and/or services will be required to report changes in its business activities to its principal regulator, and in the case of investment dealers, to IIROC.

National instrumentOntario securities commissionInvestment industry regulatory organization of canadaCanadian securities administratorsInvestment industry regulatory organizationCrypto asset trading platformsRegulatory requirementsStaff noticeConsultation paperCrypto assets reporting issuersSecurity tokensCrypto contractsCrypto contractSecurities legislationEntities facilitatingMarketplace platforms