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Page 16 - De Shaw Co News Today : Breaking News, Live Updates & Top Stories | Vimarsana

The SEC Blows the Whistle on Improper Confidentiality Provisions | Sherman & Howard L L C

On Friday, September 29, 2023, the Securities and Exchange Commission (“SEC”) issued a cease and desist and $10 million civil money penalty against D.E. Shaw & Co, L.P. (“DESCO”)..

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SEC Focuses on Whistleblower Protections in Employee Separation Agreements | Cooley LLP

Recent Securities and Exchange Commission enforcement actions have zeroed in on whistleblower protections in employee separation agreements, signaling that now may be the time for.

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Employers Are Strongly Encouraged to Revisit Whistleblower Protection Language in Agreements and Policies in Light of Recent Legal Developments, including SEC Enforcement Actions | Goodwin

On Friday, September 29, 2023, the Securities and Exchange Commission (the “SEC”) issued an order that censured D. E. Shaw & Co., L.P., a registered investment advisor in New York, and.

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Employment Law Alert: Recent SEC Fines for Failure to Provide Whistleblower Protections | Seward & Kissel LLP

Rule 21F-17 of the Securities Exchange Act of 1934 (“Rule 21F-17”), adopted under Dodd-Frank, prohibits employers from “tak[ing] any action to impede an individual from communication.

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SEC Charges D E Shaw with $10m Penalty for Violating Whistleblower Protection Rule

SEC Charges D E Shaw with $10m Penalty for Violating Whistleblower Protection Rule
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