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May 2023 – Lynn Journal lynnjournal.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from lynnjournal.com Daily Mail and Mail on Sunday newspapers.
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The Supreme Court of New Jersey recently cast doubt on the applicability of the federal “family office” exception for investment advisers under the New Jersey Uniform Securities Law (NJUSL) while allowing the plaintiff to seek reliance damages based on an oral promise of employment despite the express language of the NJUSL prohibiting enforcement of an investment advisory agreement not in writing. While the long-term impact of this decision remains to be seen, investment advisers and those who hire them should be mindful of the issues presented in this case when discussing and entering into employment relationships.