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Broker-Dealer Settles FINRA Charges For Mishandling Customer Limit Orders - Finance and Banking

A broker-dealer settled FINRA charges for failing to immediately display customer limit orders and for related supervisory violations.

Customer-limit
Commercial-honor
Mondaq
Broker-dealer-settles-finra-charges-for-mishandling-customer-limit-orders-
Finance-and-banking
Financial-services

Transcripts for BBCNEWS BBC News 20210926 00:15:00

industry says it needs 100,000. people have been told not to panic buy, there is no shortage of fuel itself but again today motorists were queueing at petrol stations. in some areas, there has been traffic chaos as a result. petrol is on zero, i am not going to make it, people have half a tank and they are going in there to fill up. it is ridiculous. i am on red and i need to get petrol as soon as possible. . eg group which operates 400 sites has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers, a wider pre existing issue that has worsened during the pandemic and following brexit. for months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers but it is now expected to announce a scheme tomorrow with 5000 visas available, they will also be a raft

People
Areas
Petrol-stations
Shortage
Industry
Result
Fuel
Motorists
Traffic-chaos
100000
It
Eg-group

Transcripts for BBCNEWS BBC News 20210925 15:02:00

eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. it is thought the uk has a shortfall of tens of thousands. there s a range of factors. brexit is definitely one of them. the pandemic, as you mentioned, played its part. the change to the payroll, of payroll working regulations, ir35, that played a significant part. but the general problem has been around and known about for ten to 15 years or more, and the ageing driver workforce retiring, we are not replacing them with the younger workers. wages are rising as firms try to attract staff, but freight and retail groups say more action is needed to plug the gap while a bigger uk workforce is grown. for months, the government has resisted calls to introduce a temporary visa scheme for foreign drivers, but it is now expected to announce one tomorrow, with 5000 visas available. there will also be a raft of longer term measures.

Uk
Shortage
Eg-group
Problems
Lorry-drivers
Shortfall
Customer-limit
Tens-of-thousands
Sites
Bp
-0
400

Transcripts for BBCNEWS BBC News 20210925 16:12:00

is ridiculous. we go down the road and it is the same again. i am is ridiculous. we go down the road and it is the same again. and it is the same again. i am on red and need and it is the same again. i am on red and need petrol and it is the same again. i am on red and need petrol asap. - eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. i wider pre existing issue that has worsened during the pandemic and following brexit. four months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers, but it is now expected to announce a scheme tomorrow with 5000 visas available. there will also be a raft of longer term measures. haulage firms welcome anything that might ease the pressure but say there is no silver bullet to. i pressure but say there is no silver bullet to. ., ~ pressure but say there is no silver bullet to. ., ~ , , bull

Shortage
Road
Petrol
Lorry-drivers
Group
Problems
Customer-limit
Sites
Bp
30
-0
400

Transcripts for BBCNEWS BBC News 20210925 13:02:00

but again this morning, there were queues at petrol stations. absolute mayhem, nobody can get past, nobody can get in. eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. it is thought the uk has a shortfall of tens of thousands. there s a range of factors. brexit is definitely one of them. the pandemic, as you mentioned, played its part. the change to the payroll, of payroll working regulations, ir35, that played a significant part. but the general problem has been around and known about for ten to 15 years or more, and the ageing driver workforce retiring, we are not replacing them with the younger workers. wages are rising as firms try to attract staff, but freight and retail groups say more action is needed to plug the gap while a bigger uk workforce is grown. for months, the government has resisted calls to introduce a temporary visa scheme forforeign drivers, but it is now expected

Shortage
Eg-group
Problems
Queues
Petrol-stations
Nobody
Lorry-drivers
Mayhem
Customer-limit
Sites
Bp
-0

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