Latest Breaking News On - Csa propose changes to registration information - Page 1 : comparemela.com

On February 4, 2021, the Canadian Securities Administrators (the CSA ) proposed certain amendments to the registration information provided by registered advisers, dealers and investment fund managers under National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations ( NI 31-103 ) with the goal of improving the overall efficiency of the registration process. The proposed amendments are the latest in a series of efforts by the CSA to reduce the regulatory burden for registrants.[1] If adopted, the changes will clarify and underscore certain requirements already in place. Although the amendments are not scheduled to take effect until the end of 2021, the nature of the changes provide useful guidance in navigating the

National instrumentCanadian securities administratorsRegistration requirementsOngoing registrant obligationsOutside activityInsignificant changesDelegate filingInsurance policy renewals no longerRequired updatesCommon errorsIndividual registrationCsa propose changes to registration informationOutside activities and reporting requirements as part of reduction regulatory burden initiativeCorporate commercial lawCorporate and company lawFinance and banking