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SEC s FY 2022 enforcement saw expansion

The Securities and Exchange Commission's FY 2022 results show the Commission filed 760 enforcement actions and recovered $6.4 billion in penalties and disgorgement, a 9% increase from FY 2021.

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Disclosure fraud highest concern for muni market

An audience poll during the National Association of Bond Lawyers' Workshop indicated that offering and disclosure fraud were among the highest concerns for the muni market.

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SEC enforcement actions emphasize issuers, MAs

SEC enforcement actions emphasize issuers, MAs
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Lessons From Recent SEC Municipal Enforcement Actions | Orrick, Herrington & Sutcliffe LLP

Lessons From Recent SEC Municipal Enforcement Actions | Orrick, Herrington & Sutcliffe LLP
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Trez Capital closes financing for lot development of new planned community outside Houston – REJournals

Trez Capital closes financing for lot development of new planned community outside Houston – REJournals
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