comparemela.com

Covered Institution News Today : Breaking News, Live Updates & Top Stories | Vimarsana

SEC Finalizes Regulation S-P Cybersecurity Amendments

U.S. Securities and Exchange Commission SEC finalizes amendments to Regulation S P that largely adopt the proposed amendments the SEC issued in 2023.

United statesIncident response programSecurities exchangeService provider oversightExchange commissionA covered institutionInvestment companyExchange act release noRegulations pCovered institutionsInteragency guidanceSensitive customerSocial security numberCovered institutionAdopting releaseFederal trade commission

SEC Adopts Amendments to Expand the Requirements of Regulation S-P for Registered Investment Advisers and Broker-Dealers | Dorsey & Whitney LLP

SEC Adopts Amendments to Expand the Requirements of Regulation S-P for Registered Investment Advisers and Broker-Dealers | Dorsey & Whitney LLP
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

Incident response programSecurities exchangeDorsey whitneyOversight of service providersRegulations pCovered institutionSocial securityCovered institutionsFederal registerSecurities exchange act

United States - Security - SEC Adopts Significant Cybersecurity Amendments To Regulation S-P

On May 16, 2024, the Securities and Exchange Commission (SEC) adopted final amendments to Regulation S-P, one year after issuing the proposed amendments.

Securities exchangeService providersExchange commissionKramer levin investment management groupRegulations pCovered institutionCovered institutionsCovered institutionsSafeguards rulesPrior cybersecurity proposals affectingRegistered fundsFederal registerSecurities exchange actRegulatory flexibilityKramer levinInvestment management group

United States - Security - SEC Adopts Cybersecurity-Related Amendments To Regulation S-P For Market Participants

Fourteen months after it proposed cybersecurity-related requirements for certain market intermediaries, the SEC has now adopted them, formally requiring such covered entities.

Cyber incident reportingCritical infrastructure actCovered institutionAttorney generalFederal register

SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | Kramer Levin Naftalis & Frankel LLP

On May 16, 2024, the Securities and Exchange Commission (SEC) adopted final amendments to Regulation S-P, one year after issuing the proposed amendments (discussed here). Regulation S-P.

Kramer levin naftalis frankelSecurities exchangeService providersExchange commissionKramer levin naftalisRegulations pSafeguards rulesCovered institutionCovered institutionsPrior cybersecurity proposals affectingRegistered fundsFederal registerSecurities exchange actRegulatory flexibility

vimarsana © 2020. All Rights Reserved.