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NCLA Asks Court to Halt SEC s Unauthorized and Unlawful

Erik Davidson, John Restivo, National Center for Public Policy Research v. Gary Gensler, U.S. .

United statesErik davidsonHester peirceAndrew morrisPeggy littleJohn restivoPhilip hamburgerFinancial industry regulatory authorityNational centerCivil liberties alliancePublic policy researchNational security agencyUs district courtExchange commissionNew civil liberties allianceWestern district

Courts May Call Lane Violation on Recent SEC Actions | Carlton Fields

Courts May Call Lane Violation on Recent SEC Actions | Carlton Fields
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

United statesExpansion of private fund adviser regulationCircuit courtUs district courtAmerican securities associationUs chamberEleventh circuit courtNational association of private fund managersPrivate fund adviserNational associationPrivate fund managersFifth circuit courtConsolidated audit trailCitadel securitiesAdministrative procedure actWestern district

Trader gets jail time for front-running scheme | Investment Executive

Pair exploited inside knowledge of pension giant's trading plans

New yorkUnited statesDamian williamsAlan williamsLawrence billimekExchange commissionConsolidated audit trailSouthern district

Ex-Nuveen Trader Should Get 70 Months for Insider Plot, US Says

Ex-Nuveen Trader Should Get 70 Months for Insider Plot, US Says
bnnbloomberg.ca - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bnnbloomberg.ca Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesPaul gardepheLawrence billimekAlan williamsExchange commissionBloomberg former nuveenUs district courtJudge paul gardepheConsolidated audit trailSouthern district

Nuveen Insider Trader Deserves Nearly Six Years, US Says

Nuveen Insider Trader Deserves Nearly Six Years, US Says
livemint.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from livemint.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesPaul gardepheAlan williamsExchange commissionUs district courtJudge paul gardepheConsolidated audit trailSouthern district