The annual Senate quizzing of US big bank chief executives threw up all the usual favourite partisan arguments, but little else. If this is oversight, it often lacks insight.
In recent weeks, the U.S. Securities and Exchange Commission (the "SEC") has kicked off a wholesale transformation in the regulation of the private funds industry.
In the second full week of the new year, the US Securities and Exchange Commission (SEC) settled an administrative action against Comprehensive Capital Management (CCM), a registered.