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The Definition Of Exchange And Regulation ATS: Comments On The Proposed Rule Change By SEC And The Impact To Digital Asset Markets

The Definition Of Exchange And Regulation ATS: Comments On The Proposed Rule Change By SEC And The Impact To Digital Asset Markets
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New yorkUnited statesAndreessen horowitzDavid burtonExchange commissionDefinition of exchangeHeritage foundationBlockchain associationProposed rule changeDigital asset marketsExchange actAlternative trading systemInternet financialCommissioner peirceDigitalassets clickCommunication protocol systems

High Powered Digital Asset, Blockchain Leaders Comment On SEC s Proposed Rule Changes Impacting ATSs, Definition Of Exchanges

High Powered Digital Asset, Blockchain Leaders Comment On SEC s Proposed Rule Changes Impacting ATSs, Definition Of Exchanges
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United statesGary genslerExchange commissionGlobal digital asset cryptocurrency associationExchange act itDigital asset regulatory legal allianceHigh powered digital assetBlockchain leaders commentExchange actAlternative trading systemGensler senate banking committee hearingFact sheetInvestor protectionsCommunication protocol systemsFederal registerDigital asset regulatory

Statement On Proposal To Further Define As A Part Of A Regular Business In The Definition Of Dealer And Government Securities Dealer, SEC Commissioner Hester M Peirce, March 28, 2022

<p><span>The Exchange Act defines “dealer” broadly to encompass any person that is “engaged in the business of buying and selling securities . . . for [its] own account,” unless it is not doing so as “part of a regular business.”</span><a name=" ftnref1" href="https://www.sec.gov/news/statement/peirce-statement-proposal-further-define-dealer-032822?utm medium=email&utm source=govdelivery# ftn1">[1]</a><span> Drawing the line between dealers and other active participants in our markets has long been challenging, and those challenges have only increased as our markets have evolved over the decades. Today’s proposal seeks to bring some clarity to how this definition applies in markets where some of the key providers of liquidity are not registered as dealers and may not be subject to any Commission registration framework. It would do this by establ

Securities exchangeDivision of tradingDivision of investment managementDivision of economicExchange actSecurities exchange actCommunication protocol systemsRisk analysisInvestment managementGeneral counsel

SEC Proposes to Redefine Exchange - New Definition Could Subject Blockchain Crypto Platforms to SEC Regulation | Womble Bond Dickinson

The Securities and Exchange Commission (“SEC” or “Commission”) has released a proposal to amend Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI. Criticized by SEC.

United statesAnne joseph oconnellAndreia kirilenkoSusan webb yackeeHesterm peirceNicholas anthonyJenniferl schulpAgency securitiesFourth branchAgency rulemakingNc grower assn incExchange act ruleAmendments to exchange act ruleRedefinition of exchangeDefinition of exchangeExchange commission jan

SEC Proposes to Redefine Exchange

The Securities and Exchange Commission has released a proposal to amend Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI.1 Criticized by SEC Commissioner Hester Peirce as too wide-ranging and unwieldy with too short of a comment period.

United statesAnne joseph oconnellAndreia kirilenkoSusan webb yackeeHesterm peirceHester peirceNicholas anthonyJenniferl schulpAgency securitiesFourth branchAgency rulemakingNc grower assn incExchange act ruleAmendments to exchange act ruleRedefinition of exchangeDefinition of exchange