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ASIC loses cast against Unhappy Banking founder Geoff Shannon

The corporate regulator’s four-year pursuit of the colourful financial agitator has ended in little more than red faces and legal fees.

Andrew braggMatt comynCommonwealth bankUnhappy bankingCommonwealth bank ownedSenator andrew bragg

CommSec and former CBA-owned AUSIEX cop record $27 1m fine

Commonwealth Bank-owned CommSec and a business previously owned by the bank have been hit with $27.1 million in combined fines for failures including overcharging clients more than 120,000 times.

Investments commissionJapan nomura research instituteCommonwealth bank ownedFederal courtAustralian securitiesNomura research

CBA-owned stockbroker acknowledges court decision relating to systemic compliance failures

A total remediation of $6.5 million has been paid to affected customers

Richard burnsCommonwealth bank ownedFederal courtMarket integrity rulesCorporations actCommonwealth bank

CommSec and former CBA-owned AUSIEX cop record $27 1m fine

Commonwealth Bank-owned CommSec and a business previously owned by the bank have been hit with $27.1 million in combined fines for failures including overcharging clients more than 120,000 times.

Investments commissionJapan nomura research instituteCommonwealth bank ownedFederal courtAustralian securitiesNomura research

CommSec and former CBA-owned AUSIEX cop record $27 1m fine

Commonwealth Bank-owned CommSec and a business previously owned by the bank have been hit with $27.1 million in combined fines for failures including overcharging clients more than 120,000 times.

Investments commissionJapan nomura research instituteCommonwealth bank ownedFederal courtAustralian securitiesNomura research

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