On October 2, 2023, the Commodity Futures Trading Commission (the “Commission” or “CFTC”) published a notice of proposed rulemaking (the “Proposed Rule”) to amend CFTC Regulation 4.7,.
Statement Of CFTC Commissioner Kristin N Johnson Regarding Effectively Calibrating CFTC Civil Money Penalties To Deter Repeated Compliance Failures mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
The Commodity Futures Trading Commission (the “Commission” or the ”CFTC”), on May 31, 2023 published an Advance Notice of Proposed Rulemaking (“ANPRM”), seeking public comment in.
The Commodity Futures Trading Commission published an ANPRM with potential amendments to the regulations under the Commodity Exchange Act. The changes would impact the risk management program requirements for swap dealers, major swap participants, and and futures commission merchants.
<p><span>Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex submitted notice to the Commission that Nadex plans to make the following amendments to its Market Maker Agreement:</span></p>