Companies that are listed on the Nasdaq Stock Market or the New York Stock Exchange are required to adopt a clawback policy that provides for the recovery from any current or former.
Interesting read on hot topics in the private credit sector, including possible regulatory oversight concerns and potential stress on insurance and pension funds due to tensions in the secondary market.
On October 10, 2023, the Securities and Exchange Commission (SEC) adopted amendments to Regulation 13D – G under the Securities Exchange Act of 1934, as amended (Exchange Act).
On October 10, 2023, the Securities Exchange Commission (SEC) adopted amendments to the rule that governs beneficial ownership reporting under Sections 13(d) and 13(g).