comparemela.com

Latest Breaking News On - Commodities derivatives stock exchanges - Page 5 : comparemela.com

Five Points For Issuers To Consider When Preparing Covenant Package For High-Yield Notes Offering - Securities

High-yield covenants usually, among other restrictions, restrict an issuer's ability to incur debt, make restricted payments.

Facility basketMandatory allocationPro forma effectConsolidated interest coverageDollar basketsFive points for issuers to consider when preparing covenant package high yield notes offeringCorporate commercial lawFinance and bankingCommodities derivatives stock exchanges

New Year, New CPO/CTA Exemption Affirmations And CPO FinCEN Requirements - Commodities/Derivatives/Stock Exchanges

Happy New Year! As we kick off 2024, we note that the National Futures Association (NFA) published its annual Notice to Members with guidance on the annual affirmation requirement.

Futures associationCrimes enforcement network finHappy newCrimes enforcement networkTransparency actNew yearEw cpo cta exemption affirmations and fincen requirementsFinance and bankingCommodities derivatives stock exchangesFinancial services

The Eddie Murphy Rule Earns Its Moniker: The CFTC Brings A Classic Insider Trading Case - Commodities/Derivatives/Stock Exchanges

While it took a few decades to surface, the fact pattern set forth in the movie "Trading Places" has finally come to pass. However, instead of the alleged wrongdoers bribing a U.S. government.

United statesGary genslerSecurities exchangeUs department of justiceExchange commissionFutures tradingForeign corruptPractices actSouth americanMurphy ruleChairman gary genslerSecurities exchange actThe eddie murphy rule earns its moniker cftc bringsa classic insider trading caseCorporate commercial lawFinance and bankingCommodities derivatives stock exchanges

Congress Decides Not To Subject Insiders Of FPIs To Section 16—for Now - Securities

Back in September, we learned about a provision in the then-proposed Senate bill, National Defense Authorization Act for Fiscal Year 2024.

United statesRobert jacksonChris van hollenJohn kennedyVan hollenNational defense authorization act for fiscal yearCompanies accountableExchange act ruleHolding foreign insiders accountableHolding foreignNational defense authorization actFiscal yearSenators john kennedyCompanies accountable actForeign insiders accountableInsiders accountable act

CFTC Settles Enforcement Action Against Commodity Trading Firm For Alleged Fraud In Connection With Physical Commodity Trading Only – No Derivatives - Commodities/Derivatives/Stock Exchanges

Emphasizing its broad authority over fraud solely in connection with commodities – not just fraud in connection with derivatives referencing commodities – the Commodity Futures Trading Commission.

United statesCommodity exchangeCommodity exchange act sectionFreepoint commoditiesAppeals court upholds expansiveTrading commissionUs department of justiceCommodity futuresCommodity exchange actSouth american basedForeign corrupt practices actProsecution agreementProhibition against manipulativeDeceptive deviceRestrictive viewFinancial markets and funds

vimarsana © 2020. All Rights Reserved.