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SEC Insider Trading Enforcement Highlights from 2021 | WilmerHale

The Securities and Exchange Commission’s (SEC or Commission) actions in 2021 demonstrate that insider trading remains a key enforcement priority. While the absolute number of insider.

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SEC Commissioners Peirce And Roisman Criticize Chair Gensler s Regulatory Agenda - Corporate/Commercial Law

In a joint statement, SEC Commissioners Hester Peirce and Elad Roisman criticized SEC Chair Gary Gensler's recently announced Regulatory Flexibility Agenda ("Agenda") for, among other things, failing to "include any items intended to facilitate capital formation.

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SEC proposes big changes to Rule 10b5-1 plan requirements; issues warning about insider gifting | Bryan Cave Leighton Paisner

On December 15, 2021, the SEC proposed significant changes to the requirements for Rule 10b5-1 trading plans. The SEC attributed the proposals to concerns expressed by.

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SEC Chair Gensler s Regulatory Agenda Criticized

SEC Chair Gensler s Regulatory Agenda Criticized
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SEC Commissioners Peirce, Roisman, Criticize Updated Regulatory Agenda Exempt Securities at Top of the List (Again)

SEC Commissioners Peirce, Roisman, Criticize Updated Regulatory Agenda Exempt Securities at Top of the List (Again)
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