Slater Investments Ltd (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Codemasters Group Holdings plc (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure
Bell Rock Capital Management LLP (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
Use a separate form for each offeror/offeree Codemasters Group Holdings plc (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
For an opening position disclosure, state the latest practicable date prior to the disclosure 28
th January 2021 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
A
Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient: 1. Obtains access to the information in a personal capacity; 2. Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services; 3. Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body; 4. Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Use a separate form for each offeror/offeree Codemasters Group Holdings PLC (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
For an opening position disclosure, state the latest practicable date prior to the disclosure 27 January 2021 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state N/A NO
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.