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SEC Finds Advisers Compliance With Marketing Rule Still Lacking Despite Examination And Enforcement Focus - Securities

SEC Finds Advisers Compliance With Marketing Rule Still Lacking Despite Examination And Enforcement Focus - Securities
mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.

Division of examinationsExchange commissionMarketing ruleRisk alertCompliance ruleRecords ruleInvestment advisers actAdvisers actAdviser marketing rule relatedMarketing rule relatedAdviser formClient alertAdviser marketing

FinCEN Proposed The Renewal Of Its Existing Information Collection Requirements Previously Promulgated Under The BSA - Financial Services

FinCEN Proposed The Renewal Of Its Existing Information Collection Requirements Previously Promulgated Under The BSA - Financial Services
mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.

United statesAndrea gackiOffice of the comptrollerLaw regulating earned wage access servicesConsumer financial protection bureauNetwork finExchange commissionFinancial crimes enforcementSecrecy actSpring interest rate risk statistics reportExisting informationInterest rate riskInterest rate risk statistics reportElder financialFinancial trend analysisElder financial exploitation

Prosecution Pointer 420 - Patent - United States

Prosecution Pointer 420 - Patent - United States
mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.

United statesCowan liebowitz latmanGerstein borunCrowell moringPatent marking regarding software medical devicesTrademark officeDrug administration approved productsJones dayIntellectual propertyUnited states patentFederal circuitPatent trialAppeal boardClient alertFederal trade commissionDrug administration

FTC s Final Rule Prohibits Non-Competes With Employees - Employee Rights/ Labour Relations

On April 23, 2024, the FTC voted to adopt a rule prohibiting employers from entering into non-competes with workers employed by companies over which the FTC.

United statesUs chamberClient alertFederal trade commissionNorthern districtFtc amp 39s final rule prohibits non competes with employeesEmployment and hrEmployee benefits amp compensationEmployee rights labour relationsIntellectual propertyTrade secrets

Legal Reform on Electronic Negotiable Instruments | White & Case LLP

On March 26, 2024, a decree was published in the Mexican Federal Official Gazette amending, adding, and repealing certain provisions of the General Law on Negotiable Instruments and.

Securities commissionMinistry of economyMexican central bank banco deMexican national bankingMexican federal official gazetteGeneral lawNegotiable instrumentsAncillary credit organizationsReform decreeElectronic negotiable instrumentsMexican commercialMexican commercial codeCommercial codePledge bondsBonos de prendaCommercial deposit certificates