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FINRA secret agreement investigation probes Wells Fargo case

An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.

In Wells Fargo Case, FINRA Didn t Manipulate Arb Process: Independent Review

Report Finds No Evidence of Agreement Between Wells Fargo and FINRA

FINRA Publishes Independent Counsel s Report On Arbitrator Selection Process - Report Finds No Evidence Of Improper Agreement To Remove Arbitrators From Cases - FINRA To Implement Recommendations To Provide Greater Transparency

<p><span>FINRA today published&nbsp;</span><a href="https://www.finra.org/rules-guidance/guidance/reports/report-independent-review-finra-dispute-resolution-services-arbitrator-selection-process">the report</a><span>&nbsp;of independent counsel Lowenstein Sandler LLP, which found no evidence of an improper agreement to remove certain arbitrators from arbitration cases. FINRA also said it would promptly implement the report&rsquo;s recommendations to provide greater transparency to the arbitrator selection process.</span></p>

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