SEC gov | Deutsche Bank Subsidiary DWS to Pay $25 Million for Anti-Money Laundering Violations and Misstatements Regarding ESG Investments sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.
FOR IMMEDIATE RELEASE Washington D.C., Dec. 22, 2020
The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations. In this role, Mr. Koretke will manage and lead Examinations’ business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision of analytical services that support examinations. He also will serve as Examinations’ primary liaison to other SEC divisions and offices on these matters. Mr. Koretke has been serving as Examinations’ Acting Managing Executive since October 2019.
Mr. Koretke began his career at the SEC in 1996 as compliance examiner in the Chicago Regional Office’s investment management examination program. He later was a branch chief and examination manager in the program and served as the manager of Examinations�
SEC taps new examination operations executive
Charles Koretke has been named managing executive of the SEC s Examinations division, the agency announced Tuesday.
Mr. Koretke has been acting executive since October 2019.
Mr. Koretke will be in charge of business operations, including examiner training and development and analytical services that support examinations,. He will also be the division s main liaison to other SEC divisions and offices.
Examinations Director Peter Driscoll said in the announcement that Mr. Koretke brings extensive analytical talent, demonstrated initiative, and broad knowledge of examinations to this role.
The office, created 25 years ago, is now the SEC s second-largest division in terms of staff size, after enforcement. Until Dec. 17, it was called the Office of Compliance Inspections and Examinations. The name was changed to reflect the division s emphasis on compliance in the financial services industry, SEC officials said.
Charles Koretke Named Managing Executive of Division of Examinations
Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations. In this role, Mr. Koretke will manage and lead Examinations business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision of analytical services that support examinations. He also will serve as Examinations primary liaison to other SEC divisions and offices on these matters. Mr. Koretke has been serving as Examinations Acting Managing Executive since October 2019.
SEC: Charles Koretke Named Managing Executive Of Division Of Examinations Date
22/12/2020
The Securities and Exchange Commission today announced that Charles Koretke has been named Managing Executive of the Division of Examinations. In this role, Mr. Koretke will manage and lead Examinations’ business operations in the areas of human capital, examiner training and development, budget formulation and execution, planning and executing information technology initiatives, and the provision of analytical services that support examinations. He also will serve as Examinations’ primary liaison to other SEC divisions and offices on these matters. Mr. Koretke has been serving as Examinations’ Acting Managing Executive since October 2019.