In a 3-2 vote on August 23, 2023, the Securities and Exchange Commission ("SEC" or "Commission") adopted five new rules under the Investment Advisers Act of 1940 (the "Advisers Act").
This edition of the Update covers: Recent legal and regulatory developments, including the release of regulatory guidance on crypto asset-related investment products,.
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nonsense. sec has never initiated any enforc enforcement action against me. jeff, you ve been following this. commerce department has plenty to say. loo reporter: we ve got the former chief getting a $40,000 soundproof booth. it can be easy to overlook wilbur ross. what he is accused of doing involves far more money to the tune of $120 million. the allegations are that he and his company defrauded and misled clients by charging fees on invest. s that were even essentially worthless and i by allegedly skimming money. so you can see the allegations on the screen that spanned really a 12-year period. in the last hour i reached out to the commerce department for a reaction to this. department gave us this