Dalia Blass to Conclude Tenure as Director of the Division of Investment Management
Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit investment trusts, variable insurance products, a
SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass s Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors Date
22/12/2020
The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds,
Will Lead Efforts to Promote Agency’s Increased Focus on Financial Inclusion and Outreach to Underserved Communities
FOR IMMEDIATE RELEASE Washington D.C., Dec. 21, 2020
The Securities and Exchange Commission today named John Moses as Deputy Director of the SEC’s Office of Investor Education and Advocacy (OIEA).
Mr. Moses joins Mary Head, who has been Deputy Director of OIEA since 2009. In his new role, Mr. Moses will help lead OIEA’s outreach, education, and consultation efforts, including its efforts to enhance investors’ understanding of and access to financial services. Working with divisions and offices across the SEC, including its 11 regional offices, Mr. Moses will advance OIEA and SEC financial inclusion initiatives to support Americans, particularly in underrepresented communities, as they access the capital markets and broader financial system.
Under Director Blass s Leadership, the Division Undertook Numerous Initiatives Benefitting Main Street Investors
FOR IMMEDIATE RELEASE Washington D.C., Dec. 22, 2020
The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit
SEC Names John Moses as Deputy Director of Office of Investor Education and Advocacy
Washington, D.C. (Newsfile Corp. - December 21, 2020) - The Securities and Exchange Commission today named John Moses as Deputy Director of the SEC s Office of Investor Education and Advocacy (OIEA).
Mr. Moses joins Mary Head, who has been Deputy Director of OIEA since 2009. In his new role, Mr. Moses will help lead OIEA s outreach, education, and consultation efforts, including its efforts to enhance investors understanding of and access to financial services. Working with divisions and offices across the SEC, including its 11 regional offices, Mr. Moses will advance OIEA and SEC financial inclusion initiatives to support Americans, particularly in underrepresented communities, as they access the capital markets and broader financial system.